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Uniform Securities Act
Results: 366

#	Item
351	Official - Subject to Final Review 1 IN THE SUPREME COURT OF THE UNITED STATES Add to Reading List Source URL: www.supremecourt.gov Language: English - Date: 2013-10-31 13:48:32 Investment Securities Litigation Uniform Standards Act Securities fraud Fraud SEC Rule 10b-5 Security United States securities law Law Financial economics
352	(Slip Opinion) OCTOBER TERM, 2013 1 Add to Reading List Source URL: www.supremecourt.gov Language: English - Date: 2014-06-30 11:29:01 Financial economics Securities Litigation Uniform Standards Act Private Securities Litigation Reform Act Securities Exchange Act Covered security Stoneridge Investment Partners v. Scientific-Atlanta Securities fraud Securities Act Class action United States securities law Law Financial regulation
353	OMB APPROVAL OMB Number: FORM ADV Uniform Application for Investment Adviser Registration Part II - Page 1 Add to Reading List Source URL: fairadvisors.com Language: English - Date: 2009-04-26 14:40:13 Investment Financial markets Financial services Financial adviser Investment Advisor U.S. Securities and Exchange Commission Collective investment scheme Broker-dealer Investment Advisers Act Financial economics Finance Business
354	Microsoft Word - 2cd44d1c-8618-40e1-b4c8-ab1c4df6e508_in_for_PDF_printing.doc Add to Reading List Source URL: www.uncitral.org Language: English - Date: 2012-10-30 05:50:33 Payment systems Securities Computer law Business law Negotiable instrument Uniform Electronic Transactions Act United Nations Commission on International Trade Law Electronic signature Cheque Business Legal documents Law
355	Microsoft Word - 992547e1-5bc3-40d1-89c8-f45f40648498_in_for_PDF_printing.doc Add to Reading List Source URL: www.uncitral.org Language: English - Date: 2012-09-17 12:39:34 Securities Computer law Uniform Electronic Transactions Act Negotiable instrument Cheque Promissory note Electronic Signatures in Global and National Commerce Act Warehouse receipt Invoice Business Legal documents Payment systems
356	FUND NAME NEW ACCCOUNT APPLICATION Add to Reading List Source URL: www.umbfs.com Language: English - Date: 2014-06-25 15:16:10 Payment systems Business Law Tax avoidance Uniform Gifts to Minors Act United States securities law Cheque Savings account Social Security Taxation in the United States Banking Finance
357	Research Study Principles and Rules in Public and Professional Securities Law Enforcement: A Comparative U.S. – Canada Inquiry Lawrence A. Cunningham Add to Reading List Source URL: www.tfmsl.ca Language: English - Date: 2006-09-15 19:16:12 Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Canadian securities regulation Insider trading Securities and Exchange Commission Securities Exchange Act Uniform Securities Act United States securities law Financial system Financial regulation
358	Microsoft Word - IAtransitionInfo.doc Add to Reading List Source URL: finance.idaho.gov Language: English - Date: 2012-04-05 16:49:43 Financial system North American Securities Administrators Association Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Uniform Combined State Law Exam Investment Advisers Act United States securities law Financial economics Finance
359	2012 SECURITIES COMMISSION OF THE BAHAMAS DAVE S. SMITH, EXECUTIVE DIRECTOR 12 SEPTEMBER 2012 Add to Reading List Source URL: www.scb.gov.bs Language: English - Date: 2012-10-09 17:21:15 Securities Commission Capital market Securities regulation in the United States Securities Act Financial system Finance Financial economics Canadian securities regulation Uniform Securities Act United States securities law Financial regulation International Organization of Securities Commissions
360	Litigation Journal FALL 2010 Add to Reading List Source URL: www.osblitigation.com Language: English - Date: 2010-11-29 21:18:24 Civil law Class action Federal Rules of Civil Procedure Fiduciary Securities Litigation Uniform Standards Act Lawsuit Trust law Deposition Motion Law Common law Equity

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